Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2024n010614 | Date: June 14, 2024
Institutional Client Services | Wealth Management Platform
Mid-Year Portfolio Rebalance — 2024
Equity Trim After Recovery Rally; Bond Additions — June 2024
Client Household: Alex & Sam Chen Confirmation No.: FIn2024n010614
(HH-CHEN-001)
Advisor: Morgan Park, CFP® Confirmation Date: June 14, 2024
(ADV-PARK-001) | Clearwater
Wealth Partners
Custodian: Fidelity Institutional Wealth Services Settlement Date: June 17, 2024
(CUST-FI-001)
Decision / Ref: MtgID-2024Q2-01 Document ID: DOC-TradeConf-2024Q2-001
Meeting Ref: MtgID-2024Q2-01 Confirmation Mid-Year Rebalance
Type:
IPS Version: IPS-2020 (60/35/5) — equity above Tax Year: 2024
target post-2023 rally
TRADE CONTEXT & RATIONALE
Mid-year portfolio rebalance. Strong 2023–2024 equity markets pushed portfolio equity weight above the IPS-2020 60% target.
UECIY (TLH alternate bought in 2022 at $64.00) trimmed at $98.00 — generating meaningful long-term capital gains on the
recovered position. Older UECIX lots also trimmed. Proceeds fund UCBIX and MUNIX additions to bring fixed income back
toward 35% target. ACCT-IRA1 handles larger bond add without tax impact.
TRADE EXECUTION DETAIL
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
TLH alt sell;
LT gain after
recovery
ACCT-TX01 UECIY
06/14/202 06/17/20 67890A20 $19,600.0 ($19,600. Basis: Sep
Z23n8472n91 SELL US Equity Core Index Fund 200 $98.00 $0.00
4 24 0 0 00) 2022 TLH lot;
Joint Taxable Brokerage (Alt/TLH)
basis
$64.00/sh; LT
gain $6,800
Equity trim;
oldest lot; LT
ACCT-TX01 gain
06/14/202 06/17/20 UECIX 67890A10 ($9,800.0
Z23n8472n91 SELL 100 $98.00 $9,800.00 $0.00 Basis: Feb
4 24 US Equity Core Index Fund 0 0)
Joint Taxable Brokerage 2016 lot; basis
$40.00/sh; LT
gain $5,800
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
Page 1
Document Ref: DOC-TradeConf-2024Q2-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only

Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2024n010614 | Date: June 14, 2024
Institutional Client Services | Wealth Management Platform
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
Intl equity
trim; LT gain
ACCT-TX01 IDEIX
06/14/202 06/17/20 45678A10 ($2,000.0 Basis: Feb
Z23n8472n91 SELL Intl Developed Equity Index 50 $40.00 $2,000.00 $0.00
4 24 0 0) 2016 lot; basis
Joint Taxable Brokerage Fund
$25.00/sh; LT
gain $750
TLH alt trim;
LT gain
ACCT-TX01 IDEIY Basis: Sep
06/14/202 06/17/20 45678A20 ($1,000.0
Z23n8472n91 SELL Intl Developed Equity Fund 25 $40.00 $1,000.00 $0.00 2022 TLH lot;
4 24 0 0)
Joint Taxable Brokerage (Alt/TLH) basis
$27.00/sh; LT
gain $325
Muni bond
add; rebuild
ACCT-TX01
06/14/202 06/17/20 MUNIX 78901A10 fixed
Z23n8472n91 BUY 700 $9.90 $6,930.00 $0.00 $6,930.00
4 24 Municipal Bond Fund 0 allocation
Joint Taxable Brokerage
Basis: New lot
$9.90/sh
Core bond
add in IRA;
ACCT-IRA1
06/14/202 06/17/20 UCBIX 34567A10 non-taxable
Z23n8472n92 BUY 1,000 $9.70 $9,700.00 $0.00 $9,700.00
4 24 US Core Bond Index Fund 0 Basis: IRA
Alex Traditional IRA
new lot
$9.70/sh
TOTAL
S
Total Purchased: $16,630.00 (cid:127) Total Sold / Redeemed: $32,400.00
SETTLEMENT SUMMARY
Description Amount Settlement Date Direction
Total Purchased (BUY orders) $16,630.00 June 17, 2024 Debit
Total Proceeds (SELL orders) $32,400.00 June 17, 2024 Credit
Net Cash Flow $15,770.00 Credit
TAX IMPACT NOTES
UECIY sell (200 shares): basis $64.00/sh (Sep 2022 lot; held >12 months); gain = ($98.00 - $64.00) × 200 = $6,800 LT. UECIX
sell (100 shares): basis $40.00/sh (Feb 2016 lot); gain = ($98.00 - $40.00) × 100 = $5,800 LT. IDEIX sell (50 shares): basis
$25.00/sh; gain = ($40.00 - $25.00) × 50 = $750 LT. IDEIY sell (25 shares): basis $27.00/sh; gain = $325 LT. Subtotal from
rebalance: $13,675 LT. 2024 net cap gains ~$14,500 (remainder from Q4 and year-round activity).
IMPORTANT: This Trade Execution Confirmation is a summary of executed orders processed through the Fidelity Institutional platform. All transactions are subject to
the terms and conditions of the applicable account agreement. Prices shown are execution prices; actual settlement may vary for equity securities by T+2. Tax
information is provided for planning reference only; clients should consult their tax advisor. This document is synthetic demo data generated for product demonstration
purposes and does not constitute an actual trade confirmation, investment advice, or tax advice.
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
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Document Ref: DOC-TradeConf-2024Q2-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only
